DRAFT PROPOSAL FOR A
EUROPEAN PARLIAMENT AND COUNCIL REGULATION (EC)
AMENDING COUNCIL REGULATION (EEC) N. 95/93 OF 18 JANUARY
1993 ON
COMMON RULES FOR THE ALLOCATION OF SLOTS AT COMMUNITY AIRPORTS
Si tratta del progetto di regolamento
comunitario sulle bande orarie
negli aeroporti, su cui v. l'intervento di D. Maffeo, supra, a p.
THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN
UNION,
Having regard to the Treaty establishing the European Community, and
in particular Article 80 (2) thereof,
Having regard to the proposal from the Commission,
Having regard to the opinion of the Economic and Social Committee and
of the Committee of Regions,
Acting in accordance with the procedure laid down in Article 251 of
the Treaty,
Whereas experience has shown that Council Regulation (EEC) 95/93 of
18 January 1993 on common rules for the allocation of slots at
Community
airports has not proved sufficiently adequate in ensuring the fullest
use
of limited capacity at congested airports, inter alia by not striking
the
correct balance between the interest of incumbent air carriers with
grandfather's
rights and those of new entrants at an airport and by not ensuring that
the use of the capacity could be adapted quickly and flexibly to market
demands, in addition, it did not sufficiently ensure that the airport
coordinator,
responsible for the allocation of slots, could exercise his duties in a
fully independent manner;
Whereas it is therefore necessary to amend that Regulation
substantially
and to clarify a number of its provisions;
Whereas under certain conditions, in order to facilitate airport
operations,
it is desirable that a Member State should be able to designate an
airport
as schedules facilitated thereby providing assistance by a schedules
facilitator
to avoid conflict between airline schedules;
Whereas at airports where there are serious capacity shortcomings more
far-reaching measures are required; whereas in such situations airports
should be designated as coordinated on the basis of objective criteria;
whereas at coordinated airports detailed rules are required to ensure
that
the principles of transparency, neutrality and non-discrimination are
fully
adhered to;
Whereas the schedules facilitator must act in an independent manner;
whereas the coordinator plays a central role in the coordinating
process;
whereas therefore the coordinator must be in a fully independent
position
and his responsibilities should be spelled out in detail;
Whereas it is necessary to specify in detail the role of the
coordination
committee to be established to carry out advisory functions in relation
to slot allocation;
Whereas it is necessary to clarify that slot allocation must be
considered
as a concession system giving air carriers the entitlement to access
the
airport facilities by landing and taking-off at specific dates and
timings
for the duration of the concession period; whereas therefore slots do
not
constitute any property rights;
Whereas in the interest of stability it is necessary to make an
exception
to that rule by providing for the continuation of established
grandfather
rights; whereas regular operations at an airport should be given
priority
which should be administered strictly without distinction between
scheduled
and non-scheduled services;
Whereas in order to ensure the efficient use of capacity at congested
airports and to further promote intermodality it is necessary to also
consider
in the process of slot allocation the existence of adequate and
uninterrupted
services of satisfactory quality provided by other modes of transport;
Whereas in order to encourage regular operations at an airport it is
necessary to provide that grandfather and monetised transfers rights
relate
to a series of slots; whereas the situation of the grandfather rights
in
case of code-share or franchise agreements should be clarified;
Whereas it is essential to ensure flexibility and a minimum turnover
of slots even at very congested airports in the Community; whereas in
this
process monetised transfers may contribute considerably to the
necessary
flexibility, provided that such monetised transfers are fully
transparent,
involves a time-limitation of the slots which are traded and contains
the
safeguard necessary to ensure a gradual and orderly development of this
emerging market;
Whereas in order to ensure a sufficient slot mobility, the slot pool
should also continue to be an important source of slots; whereas it is
necessary to take further measures to ensure that slots allocated from
the pool return after some period of time to that pool; whereas during
that period of time slots allocated from the pool are subject
to
the rules of the Regulation; whereas it is necessary, in case the other
provisions of the Regulation fail to ensure that new entrants obtain a
minimum number of slots, to remedy the situation by reclaiming slots
from
incumbent carriers; whereas in order to avoid difficulties with third
countries,
such withdrawal of grandfather rights shall only affect Community air
carriers;
Whereas the provisions on new entrants should ensure that this status
is granted to carriers operating independently and regularly; whereas
the
definition of new entrant should also facilitate the maintenance of
adequate
air services to regions;
Whereas there should be a procedure to review decisions taken by the
coordinator;
Whereas it is necessary to make special provisions, under limited
circumstances,
for the maintenance of air services which are subject to public service
obligations of the Member State concerned;
Whereas it is desirable that third countries offer Community carriers
comparable treatment; whereas a procedure should be established
enabling
the Community to take action against third countries which do not grant
comparable treatment to that granted in the Community;
Whereas it is necessary for a Committee composed of representatives
of the Member States to assist the Commission in the application of the
Regulation;
Whereas, at a coordinated airport, access for an air carrier is only
possible if a slot has been allocated; whereas air carriers operating
regularly
and intentionally at times differing from the allocated slot times
frustrate
the system of coordination and corrective actions should be taken;
Whereas in order to review the developments, in particular, with
respect
to new entrants and slot monetised transfers, this Regulation should be
reviewed after a fixed period of operation;
Whereas the application of the provisions of this Regulation shall
be without prejudice to the competition rules of the Treaty, in
particular
Articles 81 and 82;
HAVE ADOPTED THIS REGULATION:
ARTICLE 1
Regulation (EEC) No 95/93 is hereby amended as follows:
1. - Article 1 paragraph 1 is replaced by the following:
«1. This Regulation shall apply to the use of Community
airports
with capacity problems».
2. - Article 2 is amended as follows:
(a) Points (a) and (b) are replaced by the following:
«(a) "slots" shall mean the entitlement established under
this
Regulation, of an air carrier to depart or arrive on a specific date
and
time as allocated by a coordinator at an airport coordinated under the
terms of this Regulation;
(b) "new entrant" shall mean:
(i) an air carrier requesting, as part of a series of slots, a slot
at an airport on any day, where, if the carrier's request were
accepted,
it would in total hold fewer than five slots at that airport on that
day,
or
(ii) an air carrier requesting a slot for a non-stop scheduled service
between two Community airports where at most two other air carriers
operate
a direct scheduled service between these airports or airport systems on
that day, where, if the carrier's request were accepted, it would
nonetheless
hold fewer that five slots at that airport on that day for that
non-stop
service;
(iii) an air carrier requesting a slot at an airport for a non-stop
scheduled service between that airport and a regional airport where no
other air carrier operates a direct scheduled service between these
airports
or airport systems on that day, where, if the carrier's request were
accepted,
it would nonetheless hold fewer that five slots at that airport on that
day for that non-stop service;
For the purpose of paragraph (i), an air carrier shall not be
considered
as a new entrant if at the time of allocation:
- it has, at the airport concerned, a joint operation, code sharing
or franchise arrangement with another air carrier which itself is not
considered
as a new entrant, or
- the majority of its capital is held by another air carrier which
itself is not considered as a new entrant (subsidiary company), or
- it holds directly or indirectly the majority of the capital of
another
air carrier which itself is not considered as a new entrant (parent
company),
or
- it forms part of a group of undertakings, including air carriers
of which one is not considered as a new entrant;
For the purpose of paragraph (ii), an air carrier which alone or
together
with other partners in a group of airlines holding more than 7% of the
total number of slots on the day in question at a particular airport,
or
airport system shall not be considered as a new entrant at that airport
on that day.»
(b) Paragraph (f) is replaced by:
«(f) "air carrier" shall mean an air transport undertaking
holding
a valid operating licence or equivalent at the latest on 31 January for
the following summer season or on 31 August for the following winter
season.
For the purpose of Articles 7, 8, 8a and 10 paragraphs 1 to 4, the
definition
of air carrier shall also include business aviation
operators.»
(c) Paragraph (g) is replaced by the following:
«(g) "coordinated airport" shall mean a schedules facilitated
airport where, in order to land or take off, during the periods for
which
it is coordinated it is necessary for an air carrier to have been
allocated
a slot by a coordinator;»
(d) Paragraphs (i), (j), (k), (l) and (m) are added:
«(i) "schedules facilitated airport" shall mean an airport
where
there is potential for congestion at some periods of the day or week
which
is likely to be resolved by voluntary co-operation between airlines and
where a schedules facilitator has been appointed to facilitate the
operations
of air carriers operating or intending to operate at that airport;
(j) "managing body of an airport" shall mean the body which, whether
or not in conjunction with other activities, has the task under
national
laws or regulations of administering and managing the airport
facilities
and coordinating and controlling the activities of the various
operators
present at the airport or within the airport system concerned;
(k) "series of slots" shall mean at least five slots having been
requested
for a scheduling period at the same time regularly on the same weekday
and allocated in that way or, if that it is not possible, allocated at
approximately the same time.
(l) "regional airport" shall for the purpose of this Regulation mean
a Regional and accessibility point or a Community connecting point as
defined
in Section 6 of Decision No 1692/96/EC of the European Parliament and
of
the Council of 23 July 1996 on Community guidelines for the development
of the trans-European network
(m) "business aviation" shall mean that sector of general aviation
which concerns the operation or use of aircraft by companies for the
carriage
of passengers or goods as an aid to the conduct of their business,
flown
for purposes generally considered not for public hire and piloted by
individuals
having, at the minimum, a valid commercial pilot license with an
instrument
rating.»
3. - Article 3 is amended as follows:
(a) Paragraph 1 is replaced by the following:
«1. A Member State shall be under no obligation to designate
any airport as schedules facilitated or coordinated save in accordance
with the provisions of this Article.»
(b) Paragraph 3 is replaced by the following:
«3. The Member State responsible shall ensure that a thorough
capacity analysis is carried out by the managing body of an airport
within
six months following a written request, when:
(i) air carriers representing more than a half of the operations at
an airport and/or the managing body of the airport consider that
capacity
is insufficient for actual or planned operations at certain periods; or
(ii) that Member State or the Commission consider it necessary in a
situation where air carriers and in particular new entrants encounter
serious
problems in securing landing and take off possibilities at the airport
in question or where an airport is in fact accessible only for air
carriers
that have been allocated slots by a coordinator.
This analysis, based on commonly recognised methods, shall determine
the capacity shortcomings, taking into account environmental
constraints
applicable at the airport in question. The analysis shall consider the
possibilities of overcoming such shortcomings through new or modified
infrastructure,
operational changes, or any other change and the time frame envisaged
to
resolve the problems. It shall be updated at least every three years if
paragraph 5 has been invoked, or when there are changes at the airport
influencing significantly the capacity and the use of it. Both the
analysis
and the method used shall be made available to the parties having
requested
the analysis and, upon request, to other interested parties.»
(c) Paragraph 4 is replaced by the following paragraphs 4 and 5 and
the present paragraph 5 becomes paragraph 6:
«4. On the basis of the analysis the Member State shall
consult
on the capacity situation at the airport with the managing body of the
airport, the air carriers using the airport regularly, their
representative
organisations, representatives of general aviation, air traffic control
authorities and local passengers' organisations where such
organisations
exist. The analysis shall be communicated at the Commission at the same
time.
5. If the shortcomings are of such a serious nature that significant
delays cannot be avoided at the airport and if there are no
possibilities
of resolving these problems in the short term, the Member State shall
ensure
that the airport is designated as coordinated for the periods during
which
the capacity problems occur.'
6. When a capacity sufficient to meet actual or planned operations
is provided at a coordinated airport, its designation as a coordinated
airport shall be lifted.»
4. - Article 4 is amended as follows:
(a) The title is replaced by the following: «The schedules
facilitator
and the coordinator»
(b) Paragraph 1 is replaced by the following:
«1. The Member State responsible for a schedules facilitated
or coordinated airport shall ensure the appointment of a qualified
natural
or legal person as schedules facilitator or airport coordinator
respectively
after having consulted the air carriers using the airport regularly,
their
representative organisations and the managing body of the airport. The
same schedules facilitator or coordinator may be appointed for more
than
one airport.»
(c) Paragraph 2, 3, 4, 5 and 6 are replaced by the following:
«2. A Member State shall ensure that at a schedules
facilitated
airport, the schedules facilitator carries out his duties under the
Regulation
in an independent manner. A Member State shall ensure that at a
coordinated
airport the coordinator is institutionally separated and de facto
independent
from any single interested party. The member State shall ensure that
the
coordinator carries out his duties impartially according to this
Regulation
and that sufficient resources are made available in such a way that the
financing of the coordination activities does not affect his
independence.
3. The schedules facilitator and the coordinator shall act in
accordance
with this Regulation in a neutral, non-discriminatory and transparent
way.
4. The schedules facilitator and the coordinator shall participate
in such international scheduling conferences of air carriers as are
permitted
by Community law.
5. The schedules facilitator shall advise air carriers and recommend
alternative arrival and/or departure times when congestion is likely to
occur.
6. The coordinator shall be the sole person responsible for the
allocation
of slots. He shall allocate the slots according to the provisions of
this
Regulation and make provision that slots can also be allocated outside
office hours in urgency situations.
7. The schedules facilitator and the coordinator shall monitor the
use of schedules and slots in close co-operation with the managing body
of the airport and with the air traffic control authorities.
8. All schedules facilitators and coordinators shall cross-check their
databases in order to detect schedules inconsistencies.»
(d) Paragraph 7 becomes paragraph 9 and the introductory wording of
the paragraph is replaced by the following:
«The coordinator shall on request and within a reasonable
time
make available free of charge for review to all interested parties,
either
in written or in any other easily accessible form, the following
information:»
(e) The following sentence is added to paragraph 8 which becomes new
paragraph 10:
«On request, the coordinator shall provide such information
in
a summarised format. A cost-related fee may be charged for the
provision
of such summarised information.»
(f) The following is inserted as new paragraph 4 (11):
«Where relevant and generally accepted schedules information
standards are available, the schedules facilitator, the coordinator and
the air carriers shall apply them provided that they comply with
Community
law.»
5. - Articles 5, 6, 7, 8, 9, 10 and 11 are replaced by
the following:
«ARTICLE 5. Coordination committee - 1. At a coordinated
airport,
the Member State responsible shall ensure that a coordination committee
is set up. The same coordination committee may be designated for more
than
one airport. Participation in this committee shall be open at least to
the air carriers and their representative organisations using the
airport(s)
regularly, the managing body of the airport concerned, the relevant air
traffic control authorities and representatives of general aviation.
The tasks of the coordination committee shall be, inter alia, to
propose
or advise on:
- possibilities for increasing the capacity of the airport determined
in accordance with Article 3 or improving the use of it;
- coordination parameters to be determined in accordance with Article
6;
- local guidelines for the allocation of slots, taking into account
possible environmental concerns, as provided for in Article 8 (3);
- improvements to traffic conditions prevailing at the airport in
question;
- complaints on the allocation of slots as provided for in Article
11;
- the methods of monitoring the use of allocated slots;
- serious problems encountered by new entrants as provided for in
Article
10.
2. Member State representatives and the coordinator shall be invited
to the meetings of the coordination committee as observers. At the
request
of the coordinator, the coordination committee shall discuss suggested
local guidelines for the allocation of slots.
3. The coordination committee shall draw up written rules of procedure
covering inter alia participation, elections, frequency of meeting, and
language(s) used. Any participant in the Coordination Committee may
propose
local guidelines as provided for in Article 8 (3). A report of the
discussions
in the Coordination Committee shall be submitted to the Member State
concerned
with an indication of the respective positions within the Committee.
ARTICLE 6. Coordination parameters - 1. At a coordinated airport the
responsible Member State shall ensure the determination of the
parameters
for slot allocation twice yearly, while taking account of all relevant
technical, operational and environmental constraints as well as any
changes
thereto.
This exercise shall be based on an objective analysis of the
possibilities
of accommodating the air traffic, taking into account the different
types
of traffic at the airport, the airspace congestion likely to occur
during
the coordination period and the capacity situation.
The parameters shall be provided to the airport coordinator in good
time before the initial slot allocation takes place for the purpose of
scheduling conferences.
2. The coordinator shall define relevant coordination time intervals
after consultation of the coordination committee and in the light of
the
capacity situation.
3. The determination of the parameters and the methodology used as
well as any changes thereto shall be discussed in detail with the
coordination
committee with a view to increasing the number of slots available for
allocation,
before a final decision on the parameters for slot allocation is taken.
All relevant documents shall be made available on request to interested
parties.
ARTICLE 7. Information for schedules facilitator and coordinator -
1. Air carriers operating or intending to operate at a schedules
facilitated
or coordinated airport shall submit to the schedules facilitator or
coordinator
respectively all relevant information requested by them. All relevant
information
shall be provided in the format and within the time limit specified by
the schedules facilitator or coordinator. In particular, an air carrier
shall inform the coordinator, at the time of allocation, whether it
would
benefit from the status of new entrant, in accordance with article 2
(b),
in respect of requested slots. For all other airports this information
shall be provided to Eurocontrol.
2. In the event of failure by an air carrier to provide the information
referred to in paragraph 1, or of the provision of false or misleading
information by an air carrier, the coordinator shall not take into
consideration
the slot request or requests by that air carrier unless mitigating
circumstances
exist.
3. The schedules facilitator or the coordinator, the managing body
of the airport and the air traffic control authorities including
Eurocontrol
shall exchange all the necessary information required including flight
data and slots for the exercise of their respective duties.
ARTICLE 8. Process of slot allocation - 1 (a) Slots are allocated on
the basis of a concession at the expiry of which they have to be
returned
to the slot pool as set up according to the provisions of Article 10.
(b).Notwithstanding paragraph 1 of this Article and subject to the
provisions of Articles 7, 8a, 9, 10 and 14, a slot that has been
operated
by an air carrier as part of a series of slots cleared by the
coordinator
shall entitle that air carrier to claim the same slot at the same time
as part of a series of slots in the next equivalent scheduling period.
Member States may limit such entitlement to series of slots operated
with
a minimum aircraft size. Such entitlement shall not give rise to any
claims
for compensation in respect of any limitation, restriction or
elimination
thereof imposed under Community law.
2. Without prejudice to Article 10.5 (a), in a situation where all
slot requests cannot be accommodated to the satisfaction of the air
carriers
concerned, preference shall be given to commercial air services and in
particular to scheduled services and programmed non-scheduled air
services.
In the case of competing requests within the same category of services,
priority shall be given for year round operations.
3. The coordinator shall also take into account additional rules and
guidelines established by the air transport industry world-wide as well
as local guidelines put forward by the Coordination Committee and
approved
by Member States, provided that such rules and guidelines comply with
Community
law and aim at improving the efficient use of airport capacity. These
rules
shall be communicated to the European Commission.
4. When the priority rules defined in the paragraphs above are not
sufficient to decide between competing requests among air carriers
intending
to operate the same route, the coordinator shall give priority to the
air
carrier intending to use the series of slots concerned with aircraft of
the largest size, in terms of seats for passenger transportation or
take-off
weight for all-cargo operations. The air carrier having received the
series
of slots according to this criterion shall operate aircraft of at least
the size indicated when the slots were allocated for at least 80% of
the
time during the period for which they have been allocated and for a
period
of two equivalent scheduling periods. Otherwise, all the slots
constituting
the series shall be placed in the slot pool established in Article 10.
5. The coordinator shall, in addition to the planned slot allocation
for the scheduling period, endeavour to accommodate single slot
requests
with short notice for any type of aviation, including general aviation.
To this end, remaining slots in the pool referred to in Article 10
after
distribution among the applicant carriers and slots available at short
notice may be used.
6. In situations where Article 9 of Council Regulation (EEC) No 2408/92
is applicable, the coordinator shall not give priority to requests of
air
carriers intending to use the series of slots concerned for routes
where
satisfactory service by other means of transport exists.
ARTICLE 8A. Slot mobility - 1. Slots may be:
a) transferred by an air carrier from one route or type of service
to another route or type of service operated by that same air carrier,
b) transferred
i) between parent and subsidiary companies,
ii) as part of the acquisition of the majority of the capital of an
air carrier, or
iii) in the case of a total or partial take-over when the slots are
directly related to the business taken over.
c) exchanged, one for one, between two air carriers where both air
carriers involved undertake to use the slots received in the exchange.
2 (a) The right referred to in Article 8 (1) can be transferred between
air carriers other than those referred to in Article 8a (1), with or
without
monetary compensation, provided that no air carrier shall be able, by
effecting
such transfers, to increase its total number of slots per scheduling
period
at that airport by more than 5% of the total number of slots available
for allocation as determined in accordance with Article 6. Such
transfers
shall not take place during scheduling conferences. Leasing of slots
shall
be considered as transfers within the meaning of this paragraph.
(b) At the end of ten equivalent scheduling periods, irrespective of
any intervening transfers and/or exchanges, the originally transferred
slot in the meaning of subparagraph (a) shall be placed in the pool
referred
to in Article 10.
(c) Any interested air carrier shall be given the opportunity to take
note of such a transfer before it is implemented. To this end, intended
transfers shall be communicated to the coordinator prior to their
implementation
and the coordinator shall keep a freely accessible register of intended
slot transfers.
3. At the request of one or more air carriers interested in the
transfer
of rights under paragraph 2 above, the coordinator shall organise at
the
airport concerned an auction meeting open to all interested air
carriers.
It shall be conducted in a transparent, neutral and non-discriminatory
manner. The coordinator may limit the number of auction meetings to no
more than two by scheduling period.
4. The transfers or exchanges referred to in paragraphs 1 and 2 above
shall not take effect prior to the express confirmation by the
coordinator.
In the case of exchanges, the coordinator shall inform the carriers
whether
the slots involved are subject to a time-limitation. The coordinator
shall
decline to confirm the transfers or exchanges if they are not in
conformity
with the requirements of this Regulation, and if not satisfied that:
(a) airport operations would not be prejudiced;
(b) limitations imposed according to Article 9 are respected;
(c) a transfer of slots does not fall within the scope of paragraph
5;
(d) in the case of paragraph 2, no other air carrier is willing to
pay more for the right to be transferred;
(e) in the case of exchanges between two air carriers referred to in
paragraph 1, both carriers intend to operate the slots resulting from
the
exchange or from the subsequent exchanges.
5. (a) Slots allocated to a new entrant as defined in Article 2 (b)
may not be transferred to another air carrier as provided for in
paragraph
2 for a period of three equivalent scheduling periods.
(b) Slots allocated to a new entrant as defined in Article 2 (b) (ii)
and (iii) may not be transferred to another route as provided for in
paragraph
1 for a period of three equivalent scheduling periods.
6. In the case of joint operations, code-sharing and franchise between
air carriers, only one of the participating air carriers can apply for
the required slots. The air carrier operating such a service assumes
responsibility
for meeting the operating criteria required to maintain historical
precedence.
Slots allocated to one air carrier in the operation may be used by (an)
other participating air carrier(s) for their shared operation, provided
that the designator code of the air carrier to whom the slots were
allocated
remains on the shared flight for coordination and monitoring purposes.
Upon discontinuation of such operations, the slots so used will remain
with the air carrier to whom they were initially allocated. Air
carriers
involved in shared operations shall advise coordinators of the detail
of
such operations.
ARTICLE 9. Public Service Obligations - 1. Where public service
obligations
have been imposed on a route according to Article 4 of Council
Regulation
(EEC) No 2408/92, a Member State may reserve at a coordinated airport
the
slots required for the envisaged operations on that route. If the
operating
carrier does not use the reserved slots on the route concerned in
compliance
with Article 10 (2) and 10 (4), these slots shall be made available to
any other air carrier interested in operating the route according to
the
public service obligations subject to paragraph 2. If no other carrier
is interested in operating the route and the State concerned does not
issue
a call for tender under Article 4 (1)d of Regulation (EEC) No 2408/92,
the slots shall be placed back to the pool.
2. The tender procedure established in Article 4 (1) (d) to (g) and
4 (1) (i) of Regulation (EEC) No 2408/92 shall be applied for the use
of
the slots referred to in paragraph 1 above if more than one Community
air
carrier is interested in servicing the route and has not been able to
obtain
slots within one hour before or after the times requested of the
coordinator.
ARTICLE 10. Slot pool - 1. The coordinator shall set up a pool which
shall contain all the slots not allocated on the basis of Article 8
(1).
All new slot capacity determined pursuant to Article 3 (3) will be
placed
in the pool.
All pool slots, except for those referred to in Article 8 (5), will
be allocated to applicant carriers for a period of ten equivalent
scheduling
periods. At the end of ten equivalent scheduling periods, irrespective
of any intervening transfers and/or exchanges, the original allocated
slot
shall be placed again in the pool.
2. A series of slots which are allocated to an air carrier for the
operation of scheduled and programmed non-scheduled air services shall
not entitle that air carrier to the same series of slots in the next
equivalent
period, unless the air carrier can demonstrate to the satisfaction of
the
coordinator that they have been operated, as cleared by the
coordinator,
by that air carrier for at least 80% of the time during the period for
which they have been allocated.
3. Slots allocated to an air carrier before 31 January for the
following
summer season, or before 31 August for the following winter season, but
which are returned to the coordinator for reallocation before those
dates
shall not be taken into account for the purposes of the usage
calculation.
4. If the 80% usage of the series of slots cannot be demonstrated,
all the slots constituting that series shall be placed in the slot
pool,
unless the non-utilisation can be justified on the basis of any of the
following reasons:
(a) unforeseeable and irresistible cases outside the air carrier's
control leading to:
- grounding of the aircraft type generally used for the air service
in question;
- closure of an airport or airspace;
(b) an interruption of air services due to action intended to affect
these services, which makes it practically and/or technically
impossible
for the air carrier to carry out operations as planned;
(c) serious financial damage for a Community air carrier concerned,
with, as a result, the granting of a temporary license by the licensing
authorities pending financial reorganisation of the air carrier in
accordance
with Article 5(5) of Regulation (EEC) No 2407/92.
5 (a) Without prejudice to Article 8(1) of Regulation (EEC) No 2408/92,
slots placed in the pool shall be distributed among applicant air
carriers.
50% of these slots shall first be allocated to new entrants unless
requests
by new entrants are less than 50%. For the purpose of such allocation,
the scheduling day shall be divided into equal coordination periods of
at most one-hour duration.
Preference shall be given among requests from new entrants to air
carriers
qualifying for new entrant status under both Article 2 (b) (i) and (ii)
or Article 2 (b) (i) and (iii).
(b) Re-timing of series of slots before the allocation of the remaining
slots to the other applicant air carriers shall be accepted only for
operational
reasons due to changes in the type of aircraft used.
6. If a requested slot cannot be accommodated, the coordinator shall
inform the requesting air carrier of the reasons therefore and shall
indicate
the nearest alternative slot.
7. A new entrant which has been offered slots within one hour before
or after the time requested but has not accepted this offer shall not
retain
the new entrant status for that scheduling period.
8. If, less than 5% of the total number of slots available for
allocation
at a given airport have been allocated to new entrants and if
outstanding
requests exist from new entrants, the member State shall ensure that a
meeting of the airport coordination committee is convened. The purpose
of the meeting shall be to examine possibilities for improving the
situation
including reclaiming of slots and ensuring that at least 5% of the
total
number of slots will be allocated to new entrants for the next
equivalent
scheduling period. The Commission shall be invited to such a meeting.
The
coordinator shall implement measures proposed by the coordination
committee
to remedy the situation, provided that such measures respect Community
law.
If the coordination committee is unable to remedy the situation
otherwise,
the coordinator shall, upon approval of the Member State responsible
for
that airport, reclaim from Community air carriers series of slots on a
transparent, non-discriminatory and proportionate basis, to be evenly
distributed
over the coordinated period(s) as defined in paragraph 5 (a) of this
Article,
so that for the scheduling period in question 5% of the total number of
slots will be available for redistribution. The coordinator shall
allocate
these reclaimed slots to new entrants as defined in Article 2 (b).
The coordinator shall make available upon request all relevant
documents,
notably those concerning the methodology used for the reclaim and the
redistribution
of the slots, to interested parties.
ARTICLE 11. Complaints and Right of appeal - 1. In the event of
complaints
regarding the application of Articles 8, 8a and 10 submitted to the
Coordination
Committee, it shall within a period of three months following the
submission
of the complaint consider the matter and if possible make proposals to
the coordinator in an attempt to resolve the problems. If the problems
cannot be resolved by the Coordination Committee, the member State
responsible
may within the subsequent three-month period provide for mediation by
an
air carriers' or airports' representative organisation or other third
party.
The Commission shall, regularly and at least once a year, be kept
informed
by the coordination Committee and by the Member States responsible
respectively
about such complaints and initiatives taken to resolve them.
2. Member States shall ensure that any party with a legitimate interest
has the right to appeal against the decisions of the Coordinator. It
must
be possible to bring the appeal before a national court or another
independent
authority».
6. - The title of Article 12 and paragraph 1 are
replaced by the following:
«Relations with third countries - 1. Whenever it appears that
a third country, with respect to the allocation and use of slots at its
airports,
(a) does not grant Community air carriers treatment comparable to that
granted by this Regulation to air carriers from that country, or
(b) does not grant Community air carriers de facto national treatment,
or
(c) grants air carriers from other third countries more favourable
treatment than Community air carriers,
the Commission may, in accordance with the procedure of Article 13
(2), decide that a Member State or States shall take measures,
including
the suspension in whole or in part of the application of this
Regulation
in respect of an air carrier or air carriers of that third country with
a view to remedying the discriminatory behaviour of the third country
involved».
7. - Articles 13 and 14 are replaced by the following:
«ARTICLE 13. Procedure for decisions - 1. The Commission
shall
be assisted by a committee, composed of the representatives of the
Member
States and chaired by the representative of the Commission.
2. Where reference is made to this paragraph, the regulatory procedure
laid down in Article 5 of Decision 1999/468/EC shall apply, in
compliance
with Article 7 (3) and Article 8 thereof in that Article.
3. The period provided for in Article 5 (6) of Decision 1999/468/EC
shall be three months.
ARTICLE 14. Enforcement - 1. An air carrier's flight plan shall be
rejected by the competent Air Traffic Management authorities if it
intends
to land or take off at a coordinated airport, during the periods for
which
it is coordinated, without having a slot allocated by the coordinator.
2. The coordinator shall withdraw the slots of an air carrier and place
them in the pool on 31 January for the following summer season or on 31
August for the following winter season if the air carrier does not hold
an operating licence or equivalent on that date.
3. Air carriers who regularly and intentionally operate air services
at a time significantly different from the allocated slot shall not be
given the right referred to in Article 8 (1) for the time at which they
operate, nor for the slot as scheduled. The coordinator may decide to
withdraw
the slots of that air carrier for the remainder of the scheduling
season
and place them in the pool.
4. Further to the measures described in the previous paragraph, Member
States may introduce measures to impose fines on air carriers for the
regular
and intentional operation of air services at a time significantly
different
from the allocated slot.
5. If the 80% utilisation rate as defined in Article 10(2) and taking
into account the exceptions provided in Article 10(4) cannot be
achieved
by an air carrier, the coordinator may decide to withdraw the slots of
that air carrier for the remainder of the scheduling season and place
them
in the pool. In particular, taking into account the exceptions provided
in Article 10(4), if after an allotted time corresponding to 20% of the
period of the series validity the slots of this series are still not
used,
the Coordinator shall place them in the pool».
8. - Article 15 is added:
«ARTICLE 15. Report and co-operation - 1. The Commission
shall
submit a report to the European Parliament and the Council on the
operation
of this Regulation at the latest three years after its entry into
force.
The report shall address in particular the functioning of Articles 8,
8a
and 10.
2. Member States and the Commission shall co-operate in the application
of this Regulation, particularly as regards the collection of
information
for the report mentioned in paragraph 1».
ARTICLE 2
This Regulation shall enter into force three months after its
publication
in the Official Journal of the European Communities.
This Regulation shall be binding in its entirety and directly
applicable
in all Member States.
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